ANNUAL REPORT FEE SCHEDULE RR Inst.K.S.A. Here you'll find links to a complete list of filings available through EDGAR and instructions for searching the EDGAR database. Filers enter data manually, sometimes in more than one location in the filing, increasing the possibility of filer error. 3a instructions for filing fees. } STAY CONNECTED table tr:nth-child(odd) { This SEC filing fee calculator is provided as a tool to assist law firms and Issuers in the calculation of filing fees applicable to SEC registration statement. Instructions: Enter the amount of shares being registered (Amount Being Registered) and the Proposed Maximum Offering Price Per Unit. Originator Information - Originating customer account number from sending bank, name of originating company address, city, state, and zip code. Annual report and tax instructions division of corporations state. Any bank or wire transfer service may initiate wire transfers of filing fee payments through the Fedwire system to US Bank, the US Treasury designated financial agent for SEC filing fee payments. Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes. For help with access codes, please visit this Quick Reference Guide. The SEC has said that filing fees for fiscal 2021 will be charged at a rate of $109.10 per million dollars, effective October 1, 2020. table, th, td { (If the registrant is not the payor, enter the registrant's CIK in the {4320} field, as shown above). H��Wko�F��_1�V� ���R�n�"�4Ra,�~���Ć�CZֿ�sg�I�2BbQ$���9����,e�����a7ad�(d��,��V�����6���'�O~ZL>,_�'��Y���=sy8ca��-�β�>�ܲ,��Lnگ���������4K� {�=���:-v����̡�>ԡsCǥ�,�g)K���E����.>��"ztzW�(j94���3. 2006-45, ... requires payment of a user fee. 0000064782 00000 n Public companies, certain insiders, and broker-dealers are required to make regular SEC filings. 0000002091 00000 n 2. SEC Bulletin sign up form does not collect information about your computer (or mobile device), including IP addresses, operating system and browser type. Fee amount: $40 flat filing fee Annual reports with tax year ending 1993 TO 2000: Fee amount: $20 flat filing fee Annual reports with tax year ending 1972 TO 1992: Fee amount: $5 flat filing fee Annual reports were not required for not-for-profit corporations PRIOR TO 1972. Sending Bank's ABA Number (9 positions) Sec. On the front of the check or money order, you must include the SEC’s account number (152307768324) and CIK number of the account to which the fee is to be applied. Please type or laser-print all forms. background-color: #BDBDBD; This is the unique SEC identifier known as the CIK of the payor. } The most critical data are the SEC’s account number at Mellon Bank and the SEC-assigned account number identified as the CIK number. 0000001024 00000 n (Do not use spaces, blanks, or special characters.). Filing officer cannot give legal advice. … The Filing Fees Branch, part of the SEC’s Office of Financial Management, is responsible for validating and collecting fees under various provisions of the securities laws. border-collapse: collapse; If a consolidated group filing a consolidated return wants to change its tax year by using Rev. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). The proposal is intended to modernize filing fee disclosure and payment methods, ... For example, the SEC is proposing to revise the instructions to Forms S-3 and F-3 to provide that: The filing officer receives Filing Office Copy of all forms. Only use this field if the SEC registrant and the payor are different. 0000001197 00000 n 12 0 obj << /Linearized 1 /O 14 /H [ 838 206 ] /L 82394 /E 74263 /N 3 /T 82036 >> endobj xref 12 20 0000000016 00000 n trailer << /Size 32 /Info 10 0 R /Root 13 0 R /Prev 82026 /ID[<0433ded08513a1aac5a23199b800f948><0cd574f96d115ffab0e08a3255437b94>] >> startxref 0 %%EOF 13 0 obj << /Type /Catalog /Pages 9 0 R /Metadata 11 0 R /PageLabels 8 0 R >> endobj 30 0 obj << /S 52 /L 108 /Filter /FlateDecode /Length 31 0 R >> stream Click on the “Calculate Fee” button to view the total SEC fees required. For more information, please call (785) 296-4564. o Payment Please enclose a check or money order payable to the Secretary of State. 1939 Act Filing You must pay a filing fee with the following 1939 Act filing: 1933 and 1940 Act Filings by Investment Companies You must pay a filing fee with the following EDGAR submissions made by investment companies: Offsetting Fees SEC regulations provide that only one fee is required for each transaction. Quick EDGAR Tutorial. (Example: $250.00 formatted is 000000025000) 12345 ABC CO Early Applications Generally, an application to adopt or If you have questions, consult your attorney. Instructions for Form 1128(Rev. The hours of operation at US Bank are 8:30am to 6:30pm EST for wires. } Fill in form very carefully; mistakes may have important legal consequences. NEW YORK NY 10258, Originator (Payor) to Beneficiary Information. table th { Accounting support fee. separate from your . 17-7002, 17-7510, 17-7929 H�b```"7�?� bE8.0t�h�n`�QP �����0>`}!�`�������pq!����,�&7�5��bg`�� ���� � E endstream endobj 31 0 obj 95 endobj 14 0 obj << /Type /Page /Parent 9 0 R /Resources 15 0 R /Contents 21 0 R /MediaBox [ 0 0 612 792 ] /CropBox [ 0 0 612 792 ] /Rotate 0 >> endobj 15 0 obj << /ProcSet [ /PDF /Text ] /Font << /TT2 18 0 R /TT4 17 0 R /TT5 22 0 R >> /ExtGState << /GS1 26 0 R >> /ColorSpace << /Cs6 19 0 R >> >> endobj 16 0 obj << /Type /FontDescriptor /Ascent 891 /CapHeight 656 /Descent -216 /Flags 34 /FontBBox [ -568 -307 2028 1007 ] /FontName /MPMCIF+TimesNewRoman /ItalicAngle 0 /StemV 94 /XHeight 0 /FontFile2 24 0 R >> endobj 17 0 obj << /Type /Font /Subtype /TrueType /FirstChar 32 /LastChar 121 /Widths [ 250 0 408 0 500 0 0 180 333 333 0 0 250 333 250 278 500 500 500 500 500 500 500 500 500 500 278 278 0 0 0 0 0 722 667 667 722 611 556 722 722 333 0 722 611 889 722 722 556 722 667 556 611 722 0 944 722 722 0 0 0 0 0 0 0 444 500 444 500 444 333 500 500 278 0 500 278 778 500 500 500 500 333 389 278 500 500 722 500 500 ] /Encoding /WinAnsiEncoding /BaseFont /MPMCIF+TimesNewRoman /FontDescriptor 16 0 R >> endobj 18 0 obj << /Type /Font /Subtype /TrueType /FirstChar 32 /LastChar 121 /Widths [ 250 0 0 0 0 0 0 278 333 333 0 0 0 333 250 0 500 500 0 500 500 0 0 500 500 500 333 333 0 0 0 0 0 722 667 722 722 667 611 778 778 389 0 778 0 944 0 778 611 0 722 556 667 722 0 1000 0 0 0 0 0 0 0 0 0 500 556 444 556 444 333 500 556 278 0 556 278 833 556 500 556 556 444 389 333 556 500 722 500 500 ] /Encoding /WinAnsiEncoding /BaseFont /MPMCGP+TimesNewRoman,Bold /FontDescriptor 20 0 R >> endobj 19 0 obj [ /ICCBased 27 0 R ] endobj 20 0 obj << /Type /FontDescriptor /Ascent 891 /CapHeight 656 /Descent -216 /Flags 34 /FontBBox [ -558 -307 2034 1026 ] /FontName /MPMCGP+TimesNewRoman,Bold /ItalicAngle 0 /StemV 160 /XHeight 0 /FontFile2 23 0 R >> endobj 21 0 obj << /Length 2915 /Filter /FlateDecode >> stream color: black; Form 1-A is the offering document required to be filed for securities offerings that are qualified under Regulation A and Regulation A+.Issuers should take note of terms, conditions, and requirements of Regulation A, as the exemption is not available to all issuers or for every type of securities transaction. S-8 Filing: A SEC filing required for companies wishing to issue equity to their employees. Instructions for Check Payments To remit your SEC filing fee payment by check or money order, you must make them payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. table tr:nth-child(even) { Corporation annual report. In this field, the initials "CIK" should be entered immediately followed by the registrant's CIK number. 1 Twitter 2 Facebook 3RSS 4YouTube 0000070921 00000 n The SEC collects the information for regulatory purposes, such as deciding whether to grant registration. 0000001356 00000 n wrap fee program brochure. SEC Wire Transfer Instructions Company, Inc. SEC Filing Fee Aggregate offering price: $[ ] SEC filing fee: $[ ] Transferred funds must be available at U.S. Bank immediately prior to the time the registration statement is filed with the SEC. 0000002853 00000 n 0000002619 00000 n Filing Instructions for Renewing Registration of a Charitable rganization Tre argett Secretary of State Division of Charitable Solicitations and aming padding: 5px; SEC data must be inserted in the proper fields. Once complete, press the "Calculate Fee" button. SEC Form 1-A: A filing with the Securities and Exchange Commission (SEC) required for the registration of certain securities. width:100%; FINRA also will create a financial account for the investment adviser from which the IARD will deduct filing fees and any state fees the adviser is required to pay. Edgar filer manual volume ii. 000000000000 appear in Part 2A, Appendix 1 of Form ADV. Proc. 0000000838 00000 n o Filing fee The filing fee for the annual report is $55. Instructions Form Filing Fee; 10PN003: Annual Trustee Report Form: $0: Pre-Need Complaint Form: $0: 10PN001: Registration or Renewal of Preneed Establishment: $250 initial / $50 renewal: 10PN002: The Preneed Contracts Loss Recovery Association - Quarterly Contract Fee Report Form : $10.00 text-align: left; to your wrap fee . }. Note: Tag {4320} is used when the registrant and payor are not the same, and therefore have different CIK numbers and Tag {6000} is always the payor's CIK. border: 1px solid black; Sec wire transfer instructions effective october 1, 2012. The disclosure requirements for preparing a . 0000070999 00000 n Tag {6000} contains the CIK information for payment to match with the right account at the SEC. The current fee rate for 10/1/2020 to 9/30/2021 is: $109.10 per $1,000,000. (Do not use spaces, blanks, or special characters). 5 Flickr 6LinkedIn 7 Pinterest 8 Email Updates. For additional information on filing fee procedures, please refer to 17 CER 202.3a, Instructions for Filing Fees. Filing a Form 1-A with the SEC How to file Form 1-A. Effective October 1, 2019, the filing fee rate will increase approximately 7.1 percent from the current rate of $121.20 per million dollars to $129.80 per million dollars for: The fee is calculated by multiplying the aggregate offering amount by .0001091. In this field, the unique CIK number is used for the registrant. Be sure that all information is completely legible. and Sending Bank's Name, ABA = American Bankers Association Receiving Bank's ABA Number (9 positions) and Receiving Bank's Name. Also available is a current link to the latest SEC fee rate advisory as well as FEDWIRE instructions for wiring fees to the SEC. 0000073888 00000 n To ensure proper credit and prompt filing acceptance, it is critical to include: 0000005986 00000 n } 123 ABC PLAZA SEC Forms List (PDF versions) About EDGAR. 1. Name of the beneficiary (Securities and Exchange Commission). Instructions for Part 1A ; OMB Approval. Massachusetts Annual Report Service & Filing Instructions ... All online and faxed filings are considered expedited and incur an additional expedite fee. wrap fee program brochure(s). th, td { received after the renewal date shall be assessed a $25.00 late fee for each month or portion thereof that the report is late filed, pursuant to Tennessee Code Annotated § 48-101-506. SEC data must be inserted in the proper fields. %PDF-1.3 %���� Enter the initials "CIK" followed immediately by payor's CIK number. Filing Fee Fedwire Tags and Terminology April 30, 2015 If a wire transfer of SEC filing fees does not contain the required information in the proper format, the SEC may not be able to identify the payor and the acceptance of filings may be delayed. If a wire transfer of SEC filing fees does not contain the required information in the proper format, the SEC may not be able to identify the payor and the acceptance of filings may be delayed. clients. Instructions: Key in the Amount Being Registered and the Proposed Maximum Offering Price Per Unit for each Security Type being registered. 0000000747 00000 n Securities and Exchange Commission. Massachusetts Annual Report Fee Schedule. The free resource is available here. 0000001584 00000 n 0000073676 00000 n Read and follow all instructions completely. background-color:#fff; Total wire amount, no commas or decimals. The Total Fee Due will appear in the upper most table. 17 cfr 202. background-color: #eee; SEC Fedwire SEC Fedwire Fee Payment Options (Effective October 1, 2012) and Securex Fee Calculator. ... authorize the SEC to collect the information required by Form ADV. Sec edgar filing fees lockbox fedwire wire transfer. In this example: ABC Company, CIK9999999998 (Tag {6000}) is the payor having its wire payment submitted to US Bank, and XYZ Company, CIK 9999999995 (Tag {4320}) is the registrant. Search for Company Filings. For help with filing fees or questions regarding fedwires, please contact Filing Fee Information at. OMB Number: 3235-0049. Filing fees are required for filings made pursuant to: Sections 6(b) of the Securities Act of 1933; Sections 13(e) and 14(g) of the Securities Exchange Act of 1934 0000002580 00000 n If you are filing this annual report as part of a reinstatement due to forfeiture, you may owe a different fee (fees are listed with the reinstatement form). table { To remit your SEC filing fee payment by check or money order, you must make them payable to the Securities and Exchange Commission, omitting the name or title of any official of the Commission. Currently, SEC staff manually review fee information for every filing and resolve discrepancies. Filing fees can become very complex, especially when there are multiple transactions, fee offsets and carryforwards. The information provided on this page is specific to filing fee payments ONLY. Search EDGAR Comment Letters. Descriptions of SEC Forms. The US Securities and Exchange Commission (SEC) has announced an increase in the filing fees to be paid by public companies and other issuers during the SEC’s 2020 fiscal year. sponsoring wrap fee programs, you do not need to prepare a firm . 0000001044 00000 n 12 positions total. ... For $100 plus the state-mandated report fee, we’ll file your biennial report. The last two positions of the transaction dollar amount are for cents. Some of these form types have associated filing fees, such as filings registering new securities or debt. To ensure proper credit, it is critical that all required information be provided to the sending bank or wire transfer service. Transaction Dollar Amount (Total Wire Value) } 0000005843 00000 n 0000032714 00000 n When filing fees are required for a specific form type, they must be paid in accordance with the provisions of the Lockbox Rule (Rule 3a of the Commission’s Rules of Practice) as effective April 26, 1993. The SEC's US Bank account number must be obtained by: In this example: JJJ CO, CIK9999999998 is the payor and the registrant. | us law | lii / legal. HOW WE COLLECT For this project, SEC collects and uses email addresses through an online subscription/sign-up form located at … Beneficiary Information (SEC's US Bank account number) brochure. Total Offering. If your entire advisory business is . Reference to Beneficiary. A fee calculator is available as a tool to assist you in the calculation of SEC filing fees applicable to your SEC registration statement. (If the registrant and payor are the same, use only the {6000} field.) 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